-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DGUTvCQ/RzSJsUfzSjqmD9lswjruW3mMWuOnGMhoDNf18sajH1PyWfPaqeR7L3D6 0UI5HJuMNX1lLQT438tkMQ== 0000899140-04-001359.txt : 20041123 0000899140-04-001359.hdr.sgml : 20041123 20041123165736 ACCESSION NUMBER: 0000899140-04-001359 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20041123 DATE AS OF CHANGE: 20041123 GROUP MEMBERS: WILLIAM R. BERKLEY FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INTERLAKEN INVESTMENT PARTNERS LP CENTRAL INDEX KEY: 0001265660 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 30 LITTLE HARBOR CITY: MARBLEHEAD STATE: MA ZIP: 01945 BUSINESS PHONE: 7816392000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MARBLEHEAD CORP CENTRAL INDEX KEY: 0001262279 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 043295311 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79549 FILM NUMBER: 041164337 BUSINESS ADDRESS: STREET 1: 30 LITTLE HARBOR CITY: MARBLEHEAD STATE: MA ZIP: 01945 BUSINESS PHONE: 7816392000 MAIL ADDRESS: STREET 1: 0 LITTLE HARBOR CITY: MARBLEHEAD STATE: MA ZIP: 01945 SC 13G/A 1 f2701813.txt AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 3)* FIRST MARBLEHEAD CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 320771108 - -------------------------------------------------------------------------------- (CUSIP Number) November 19, 2004 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 pages - -------------------------- -------------------------- CUSIP No. 32077108 13G Page 2 of 8 Pages -------- --- --- - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Interlaken Investment Partners, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 ------------------------------------------------------------------ NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 5,286,154 OWNED BY ------------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 WITH ------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 5,286,154 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,286,154 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT - -------------------------- -------------------------- CUSIP No. 32077108 13G Page 3 of 8 Pages -------- --- --- - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON William R. Berkley - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,791,607 ------------------------------------------------------------------ NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 5,286,154 OWNED BY ------------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 1,791,607 WITH ------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 5,286,154 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,077,761 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT Item 1(a) Name of Issuer: -------------- The First Marblehead Corporation (the "Issuer") Item 1(b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- The Prudential Tower 800 Boylston Street, 34th Floor Boston, MA 02199-8157 Items 2(a) Name of Person Filing; Address of Principal Business ---------------------------------------------------- Office: ------ This statement is filed jointly on behalf of the persons identified below, in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"): Interlaken Investment Partners, L.P. ("Investment Partners") William R. Berkley ("Berkley") Item 2(b) Address of Principal Business Office or, if None, ------------------------------------------------- Residence --------- The address of each of Investment Partners and Berkley is: 475 Steamboat Road Greenwich, CT 06830 Item 2(c) Citizenship: ----------- For the citizenship of Investment Partners and Berkley, see Item 4 of the cover sheet for each such Reporting Person. Item 2(d) Title of Class of Securities: ---------------------------- Common Stock, par value $0.01 per share ("Common Stock") Item 2(e) CUSIP Number: ------------ 320771108 Page 4 of 8 pages Item 3 If this statement is filed pursuant to -------------------------------------- ss.ss. 240.13d-1(b) or 240.13d-2(b) or (c), check ------------------------------------------------- whether the person is filing as a: --------------------------------- Not Applicable Item 4. Ownership: --------- (a) Amount beneficially owned: On November 19, 2004, Investment Partners distributed 1,372,011 shares of Common Stock. Immediately after the distribution, (i) Investment Partners owned directly 5,286,154 shares of Common Stock, (ii) Berkley owned directly 740,098 shares of Common Stock and options to purchase 12,000 shares of Common Stock, which options are currently exercisable, (iii) Berkley Peninsula LLC owned 250,000 shares of Common Stock, (iv) Interlaken Management Partners, L.P. ("Management Partners") owned 690,498 shares of Common Stock and (v) The Berkley Foundation, Inc. ("The Berkley Foundation") owned 99,011 shares of Common Stock. Berkley is the President of The Berkley Foundation and may be deemed to be the beneficial owner of the shares of Common Stock held by The Berkley Foundation. Berkley is the Managing Director and sole owner of Berkley Peninsula LLC and may be deemed to be the beneficial owner of the shares of Common Stock held by Berkley Peninsula LLC. Berkley is the President and sole shareholder of Lake Management, Inc., which is the sole general partner of Management Partners, which is the sole general partner of Investment Partners. As such, Berkley indirectly controls Investment Partners and Management Partners and may be deemed to have beneficial ownership of the 5,286,154 shares of Common Stock held by Investment Partners and 690,498 shares of Common Stock held by Management Partners. Berkley disclaims beneficial ownership of all shares of Common Stock owned by The Berkley Foundation, Investment Partners and Management Partners except, in each case, to the extent of any indirect pecuniary interest therein. (b) Percent of class Based upon 64,628,579 shares of Common Stock outstanding, as reported in the Issuer's Quarterly Report on Form 10-Q filed on November 12, 2004, Investment Partners is deemed to hold 8.2% of Page 5 of 8 pages the Issuer's outstanding Common Stock and Berkley is deemed to hold 11.0% of the Issuer's outstanding Common Stock. (c) Number of shares as to which the person has: Interlaken Investment Partners, L.P.: 0 shares with sole power to vote or to direct the vote; 5,286,154 shares with shared power to vote or to direct the vote; 0 shares with sole power to dispose of or to direct the disposition of; 5,286,154 shares with shared power to dispose of or to direct the disposition of William R. Berkley: 1,791,607 shares with sole power to vote or to direct the vote; 5,286,154 shares with shared power to vote or to direct the vote; 1,791,607 shares with sole power to dispose of or to direct the disposition of; 5,286,154 shares with shared power to dispose of or to direct the disposition of Item 5 Ownership of Five Percent or Less of a Class: -------------------------------------------- N/A Item 6 Ownership of More than Five Percent on Behalf of ------------------------------------------------- Another Person: -------------- N/A Item 7 Identification and Classification of the ---------------------------------------- Subsidiary Which Acquired the Security Being -------------------------------------------- Reported on By the Parent Holding Company: ----------------------------------------- N/A Item 8 Identification and Classification of Members of ----------------------------------------------- the Group: --------- N/A Item 9 Notice of Dissolution of Group: ------------------------------ N/A Item 10 Certification: ------------- N/A Page 6 of 8 pages SIGNATURE --------- After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: November 19, 2004 INTERLAKEN INVESTMENT PARTNERS, L.P. By: Interlaken Management Partners, L.P., its general partner By: Lake Management, Inc., its general partner By: /s/ William R. Berkley ----------------------------- William R. Berkley, President Date: November 19, 2004 ----------------------------- By: /s/ William R. Berkley ----------------------------- WILLIAM R. BERKLEY Date: November 19, 2004 ----------------------------- Page 7 of 8 pages Exhibit A AGREEMENT JOINT FILING OF SCHEDULE 13G Interlaken Investment Partners, L.P., a limited partnership organized and existing under the laws of the State of Delaware, and William R. Berkley hereby agree to file jointly, on behalf of each of them, the statement on Schedule 13G to which this Agreement is attached, and any amendments thereto which may be deemed necessary, pursuant to Regulation 13D-G under the Securities Exchange Act of 1934. It is understood and agreed that each of the parties hereto is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein, but such party is not responsible for the completeness or accuracy of information concerning the other party unless such party knows or has reason to believe that such information is inaccurate. It is understood and agreed that a copy of this Agreement shall be attached as an exhibit to the statement on Schedule 13G, and any amendments thereto, filed on behalf of each of the parties hereto. INTERLAKEN INVESTMENT PARTNERS, L.P. By: Interlaken Management Partners, L.P., its general partner By: Lake Management, Inc., its general partner By: /s/ William R. Berkley ----------------------------- William R. Berkley, President Dated: February 10, 2004 /s/ WILLIAM R. BERKLEY - ---------------------- WILLIAM R. BERKLEY Dated: February 10, 2004 Page 8 of 8 pages -----END PRIVACY-ENHANCED MESSAGE-----